DOCUMENTATION | Exhibitions: 1648 - War and Peace in Europe | |
Essay Volumes > Tome I: Politics, Religion, Law and Society |
HEINZ DUCHHARDT The Peace of Westphalia as lieu de mémoire in Germany and Europe |
There can be no doubt that the Peace
of Westphalia, which among other things linked the constitutional order of the
Reich to neighbouring states, effected not inconsiderable territorial
alterations, ended an 80-year process of emancipation for one new republic, and
formally recognised the unrestricted sovereignty of another new political entity
(this one in the form of a confederation), represents a crucial turning-point in
European history. Yet it is equally true that the pax christiana of 1648
has never succeeded in achieving the status of a European lieu de
mémoire. It is true generally, in fact, that few or no reference
points exist for a culture of remembrance having validity for the whole of
Europe; there are no events or individuals of pan-European relevance such as
might indirectly support or accelerate the process of European integration.
Many have openly lamented this "myth deficit” on Europe's
part.[1] Obviously only events bearing a positive connotation could
come to occupy the function of lieux de mémoire, and they would
need to have been of significance for much of the continent. Since ultimately
this was true neither of Tours/Poitiers 732, nor of Liegnitz 1241, nor of Vienna
1683, since it could be said neither of the Crusades nor of the 1848 Revolution,
and since it applied neither to Charlemagne nor to Napoleon Bonaparte, a common
culture of remembrance has never even begun to come about and, like it or not,
contemporary Europe must be content to draw on the round anniversaries of the
Treaties of Rome for its lieu de
mémoire.
Nor, of course, is it possible
to use political publicity to elevate particular historical dates or occurrences
to the status of a European event. Certainly, in the case of the Peace of
Westphalia, any such attempt would be doomed to failure. A political event may
be of undeniable importance without necessarily finding a correspondingly
positive echo in and access to collective awareness. The Peace of Westphalia,
admittedly, was in many respects a compromise; it left many problems unsolved,
it failed to build a lasting European peace, and until well into our own century
it met with massive reservations from the Catholic section of Europe.
Notwithstanding a pronounced culture of remembrance in Protestant Germany and in
certain neighbour states subject to special, positive German influence, this has
always proved insufficient to establish the Peace of Westphalia as a "deed
of foundation” of today's Europe — in the sense of a beacon of
tolerance, say, or of modern international law. The Peace of Westphalia does
not lend itself (or only in a very limited way) to providing a European lieu
de mémoire, even though its political importance in the course of the
modern history of the continent is beyond
dispute.
However, this has not prevented it from
occupying a prominent place in the folk memories of individual states. In
Germany, of course, which finds it much harder than many of its neighbours to
elevate events in its own history that have a positive connotation to the rank
of myths and factors influencing the collective awareness, the Peace of
Westphalia has always had difficulty in gaining general acceptance.
Indisputably, it furnished a sound, sensible settlement of the constitutional
law of the Old Reich and (something of a myth-inhibitor, this) for a century and
a half provided a legal basis for the whole body of the Reich (though one over
the interpretation of which, as well as its application to individual questions,
lawyers were constantly at loggerheads).[2] Nevertheless, in the
public mind of the ancien régime it was seen as a
"Protestant” document that had dealt Catholicism a blow from which
it would never recover. Not surprisingly, then, a specific culture of
remembrance evolved in Protestant cities and in those municipalities that
derived lasting benefit from the Peace of Westphalia in consequence of its
recognition of religious equality. One thinks here not only of Augsburg and its
annual peace festival, invariably accompanied by high-quality popular
art,[3] but also of the south-German imperial cities from Nuremberg to
Lindau, which at least on "round-number” anniversaries minted
commemorative medals[4] and marked the occasion with special church
services. The same was certainly not, however, true of the Catholic treaty city
of Münster, where it was not until the 250th anniversary in 1898 that the
Peace of Westphalia was so to speak "rediscovered” on a major
scale.[5]
Following the markedly
unspectacular end of the Old Reich, a further factor emerged that might be
described as a fundamental change of paradigm and that had a strongly negative
effect on the way in which the Peace of Westphalia was regarded. This was the
belittling of the Old Reich for not having steered a consistent course towards
the united nation state and for having exposed itself in consequence to
shameless exploitation by its neighbours. From that standpoint (represented by
the Berlin historian Friedrich Rühs and his history of Franco-German
relations, for example),[6] the Peace of Westphalia was seen as having
played an absolutely crucial role, marking the start of a disastrous period of
outside control of the German Reich by its more powerful neighbours and
representing the victory of particularism and regionalism over the trend towards
political centralisation. It was not until the 1950s and 1960s that this view
(which had received a further enormous boost as a result of National-Socialist
ideology)[7] was replaced by a fresh paradigm that was able to pay
proper respect to the Old Reich as a body united by law and peace and that no
longer saw the powerful nation state as the be-all and end-all of German
history.[8] A century and half of this negative view has left such
deep traces that (particularly in conjunction with the similarly negative image
of the Peace in Catholic Germany) there is little chance of the Peace of
Westphalia ever becoming a genuine national lieu de
mémoire.
It is important to make this
point in such sober, unemotional terms, although of course there is general
acknowledgement of the many problems that an association of territorial states
that did not give itself a national form of organisation until 187l could not
help but have in developing national lieux de mémoire.[9]
Commemorations of the German victory at Sedan and of the Kaiser's birthday
were attempts to arouse something like a culture of celebration that would
create or at least stimulate a sense of national identity. All in all, however,
such attempts proved vain. Their failure was undoubtedly due in part to two
circumstances: ordinary people (those who were not dignitaries, in other words)
were insufficiently involved, and inadequate appeal was made to historical myths
and symbols. Significantly, after a very short time the political authorities
abandoned the process of trying to turn the Imperial Proclamation of 18 January
1871 into a national day of commemoration: there was simply not enough
response. From the time of its becoming a nation state, Germany suffered from a
deficit of national myths; in fact, it was highly significant that, in the
post-1871 Reich, a special "German National Festivals” society was
formed to remedy this lack. Admittedly (and quite understandably), not even
this society, founded in conservative circles in 1897, ever contemplated a
national festival associated with the Peace of Westphalia, seeking instead to
elevate the 1883 Niederwald Monument to the status of a national lieu de
mémoire. National feeling, if nothing else, forbade any
"official” commemoration of an event in which Germany's
neighbour across the Rhine had (actually or allegedly) been on the winning
side.
The problem was of course different so far as
other European countries were concerned, particularly those for whom the Peace
of Westphalia had furnished a birth certificate, as it were. Here one thinks
particularly of the Netherlands,[10] which in the first part of the
cluster of peace treaties, namely the separate peace with Spain signed on 30
January 1648, was literally granted independence for the first time. And it is
indicative of the high value still placed on the Peace of Westphalia in
present-day Holland that it was there (in Nijmegen, and also in Kleve) that the
first of a number of major conferences on the subject was held in August 1996,
that a national committee is currently busy making preparations for the
commemorative celebrations, and that no fewer than five exhibitions are planned
in different Dutch cities.
Before we undertake a
closer examination of the culture of remembrance in the Netherlands, it must of
course be conceded that general, all-round appreciation of the Peace of
Westphalia has always been qualified by a certain ambiguity. The reasons for
this are twofold: the way in which the Dutch people were irrevocably split by
the events of 1648, and their country's division into two states (whose
political successors did eventually, in the early nineteenth century, make one
further, short-lived attempt to restore ethnic unity). Down the centuries
(though perhaps least of all on the occasion of the centenary celebrations in
1748) there have been not a few politicians and historians who, favouring a
"greater” Netherlands, entertained reservations about the settlement
with Spain that was made at that time and that paved the way for an (almost)
unlimited commercial and economic boom.
However,
this did and does not apply as regards the vast majority of the Dutch people,
for whom the Peace of Westphalia has always been a key element in their
collective awareness. This is undoubtedly true even of the province that
refused to sign in 1648. Although quite other problems preoccupied the
Netherlands and its people in the winter of 1747-8 (a war that had spread
directly to the republic and of which no end was yet in sight, social unrest
whose causes had to do with that war, a devastating outbreak of rinderpest), the
centenary saw a mass of commemorative events, many of which addressed and played
variations on one and the same theme, namely the Peace of Münster as
special proof of God's commitment to his chosen people, the "other
Israel”. As well as volumes of poetry, to which some famous writers
contributed and in which connections were often drawn with the current
"year of peace” (where this was already visible, depending on the
date of publication), and as well as a number of commemorative medals, one
thinks here mainly of certain journals that supported the idea of commemorating
the Peace. They included de Europise staatssecretaris, for example,
which called upon all inhabitants of the republic to celebrate the hundredth
anniversary of the Peace of Westphalia. The sub-text was one of a consecration
of national history: no new European state had come into existence since 1648,
so the Dutch Republic (to use a biblical metaphor) was the last-born Son of God
— God who had already, prior to 1648, saved the polity in miraculous
fashion, and who had actively assisted its birth. The theme was of course taken
up again and again in the many commemorative sermons preached up and down the
country.
Circumstances dictated that 1748 did not
in fact see a festival performance of Joost van den Vondel's
"classic” play, De Leeuwendalers, which had been premiered in
1648, and unlike a hundred years earlier there were no processions and other
public demonstrations. However, that does not alter the fact that in 1748 the
Peace of Westphalia (in the form of the separate Spanish-Dutch treaty) was
ranked as an event of supreme symbolic importance for the national history of
the Netherlands and, so far as possible in the light of the current situation,
was also celebrated as such. Even in 1948, that did not change. Again in far
from favourable external circumstances, a national committee for the first time
co-ordinated a broad range of events from lectures, newspaper articles, and
radio plays to a national festival of remembrance and a highly praised
exhibition in Delft's Prinsenhof. Academic publications from that same
commemoration year (1948) stressed clearly that the Peace of Westphalia should
be seen as one of the most important milestones in the nation's history.
For the Netherlands, which of course were unable to associate their existence
and independence with anything in the more distant past, the Peace of Westphalia
(together with the Union of Utrecht and William the Silent) commanded and
continues to command a weight of emotional dignity that has never become
defamiliarised in myth.
In the case of the other
state that 1648 literally (albeit indirectly) launched into final sovereignty,
the picture is very different. In the Swiss Confederation, a kind of national
myth had clearly taken shape well before the middle of the seventeenth century,
a key to people's understanding of themselves that, while it did not yet
find expression in centenary celebrations, was nevertheless tangible. This was
the myth of the Bundesbrief of 1291.[11] With that to contend
with, the Peace of Westphalia seems never to have managed to establish itself in
the collective consciousness as a constitutive document. The fact that over the
centuries Johann Rudolf Wettstein, Mayor of Basel (the brilliant Swiss
representative at Münster), did retain a degree of popularity in his native
city and parts of German-speaking Switzerland does nothing to alter such a
verdict.
Let us turn briefly to France, for whose
historians since the eighteenth century and in whose national history there had
of course been events of far greater resonance, lieux de mémoire
such as the Peace of Westphalia could not anyhow have rivalled, be it the
baptism of Clovis, Joan of Arc, or 14 July 1789, to pick out only the most
striking. However, the Alsace aspect (in other words, the fact of having
wrested a culturally, economically, and geo-strategically important territory
from the Habsburg rival and the neighbouring group of states, paving the way for
permanent, unconditional annexation of the whole of Alsace) ensured that the
Peace of Westphalia would enjoy a position of great and lasting importance in
French public opinion, exerting a formative influence on the country's
view of history. Against that background, it was not by chance that in 1949,
still suffering terribly from the effects of the recent war, France nevertheless
found the strength and the resources to celebrate the 300th anniversary of the
Peace of Münster with a brace of exhibitions; and it was equally
symptomatic that one of those exhibitions, held in Strasbourg's Palais de
Rohan under the title "L'Alsace Française 1648-1948”,
was devoted purely to the subject of
Alsace.[12]
In France, perhaps more than
in any other European country, historians make a huge contribution towards
forming and amending people's view of history, so it makes sense to
examine the work of at least two nineteenth-century French historians and see
what they said about the Peace of Westphalia. I have deliberately chosen
historians who, in writing general accounts of the period, were obliged to deal
with the Peace of Westphalia. The fact is, the French public takes very much
more notice of such general accounts than of specialist treatments. This was
and is all the more the case when the historians in question also play a part in
their country's public life. Henri Martin's massive Histoire de
France[13] (which until Lavisse superseded it was regarded as the
leading textbook of French history) enjoyed an extraordinarily broad currency
among France's educated middle class. The volume of interest to us here
("...depuis les temps les plus reculés jusqu'en 1789”),
first published in 1835, was significantly in its fourth edition by 1855.
According to Martin's interpretation, the importance of the Peace of
Westphalia came down essentially to two aspects: the liberation and
organisation of Germany and the expansion of France and Sweden. Regarding the
first point, Martin was concerned to show the collapse of imperial power, on the
ruins of which a federal system was erected. This had been particularly
extensive, Martin wrote, because the estates' right to form alliances
appeared to exceed even the bounds of a federation. However, what had rendered
the federal system functional was the fact that it was controlled by the
guarantee of France, based on the "tradition immémoriale de la
Germanie”. Martin devoted even more space to the territorial changes that
(where they concerned France) need to be seen in the context of his basic
position, which was that he himself considered and condemned the then frontiers
of France as arbitrary on the grounds that they impaired France's natural
balance. To that extent he can hardly have been in agreement with the
Lothringian settlement ("c'est un abandon à peine
déguisé”), while on the other hand he regarded the accession
of Alsace to the French crown as a natural recompense for its military
engagement and for its assumption of the role of guarantee power. Martin held
that this was in line with the logic of the moment in that Alsace in any case
comprised territories that rightfully belonged to France: "[...] la
Germanie restitue l'Alsace à la vieille Gaule, qui franchit
joyeusement les Vosges pour retrouver son humide frontière des anciens
jours”. Against the fundamental premise of the unquestionable and
continually unfolding national unity of France, contemporaries must be presented
with a picture highlighting not only the legitimacy but also the irreversibility
of the events of 1648, together with subsequent
unions.
For historians writing after 1871, the
argument (where it did not seek refuge in naked revanchisme) was of
course made more difficult partly because, in connection with the reintegration
of Alsace/Elsass, historical factors had been cited on the German side as well.
Remarkably, in his introduction to the Austrian volume (published in 1884) of
the Recueil des instructions,[14] the volume that launched that
vast publishing enterprise, Albert Sorel does not devote most space to the
Alsace aspect; for Sorel, while the territorial concessions of 1648 had been
politically and legally beyond doubt, the treaty partners had chosen such
potentially misleading forms of words that a whole series of conflicts with the
"Casa d'Austria” had arisen in consequence. Austria (in
Sorel's view) had sought deliberately to exploit those ambiguities in
order repeatedly to challenge and cast doubt on the rights of the French crown.
In the period that followed (and there is no mistaking Sorel's "he
who has ears, let him hear”), France's policy tended to be one of
protecting the smaller states of Europe against the covetous designs of larger
ones. For this reason the "Renversement des Alliances” of 1756 had
in fact detracted from France's European function by failing to strengthen
its role as protector of weaker
states.
Unquestionably, nineteenth-century French
historians placed a very high value on the Peace of Westphalia so far as their
national history was concerned because it was associated with the acquisition of
an important province and represented a triumph (in their eyes) over the
neighbour across the Rhine. However, since in the course of its history France
had acquired more than one province, the Peace of Westphalia never achieved the
status of an undisputed national lieu de mémoire in that
country.
One is tempted to extend this line further
here: to Spain, for example, where the Peace of Westphalia (remember: the
Habsburg state was excluded from both Instrumenta Pacis of October 1648) has to
be seen as a low point in the nation's history, apt at best to constitute
a negative lieu de mémoire, or to Sweden, where subsequent
generations, counting the costs of their successes, are likely to have seen the
Peace of Westphalia as a (downward) turning-point in their history. Not least
for lack of adequate historical groundwork, we must refrain from such
speculation. However, even without proper light having been thrown on these
areas of research, it is possible to advance the cautious proposition that
scarcely anywhere in the countries involved did this thoroughly sober and
unspectacular document, which was very much in the nature of a compromise and
long remained in effect in terms of current law, lend itself to becoming a true
lieu de mémoire; even in the Netherlands, while it was of crucial
importance both politically and emotionally, it hardly constituted a focal point
of national self-discovery enjoying mythic status. The many academic and
political activities planned for the jubilee year will not fundamentally alter
that fact and will certainly not permit the Peace of Westphalia to be hailed as
an early form of the Conference on Security and Co-operation in Europe or a
forerunner of the European
Union.